Compliance Associate Job at Alexander Chapman, Alpharetta, GA

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  • Alexander Chapman
  • Alpharetta, GA

Job Description

Compliance Analyst (Entry-Level)

Location: Alpharetta, GA | Hybrid

A growing asset management firm is seeking a highly motivated Compliance Analyst to join its Compliance Department. This is an excellent opportunity for a recent graduate eager to enter the world of compliance and gain hands-on experience in a regulated financial environment.

Key Responsibilities:

  • Monitor personal trading, outside business activities, political contributions, and gifts/entertainment in the compliance system
  • Identify and escalate potential compliance issues
  • Assist with audits, compliance testing, and data analysis
  • Maintain accurate records and support the development of policies and procedures
  • Stay current on regulatory developments and support internal training efforts

Qualifications:

  • 0–2 years of relevant experience; recent graduates are encouraged to apply
  • Bachelor’s degree or equivalent education
  • Strong attention to detail and organizational skills
  • Ability to work independently and as part of a team
  • Strong written and verbal communication skills
  • Familiarity with investment adviser regulations is a plus

This is a unique opportunity to grow your career in compliance within a collaborative and fast-paced environment.

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